Oakley Capital Limited
Stewardship code
FCA COBS Rule 2.2.3R requires FCA authorised firms which manage investments to disclose whether they conform to the requirements of the UK Financial Reporting Council’s Stewardship Code (the “Code”). Adherence to the Code is voluntary. While Oakley Capital Limited supports the principles of the Code, it does not directly manage investments and does not therefore consider it appropriate to conform to the Code at this time.
IFPR Disclosure
The Investment Firm Prudential Regime (“IFPR”) is the FCA’s prudential regime for MiFID investment firms which aims to streamline and simplify the prudential requirements for UK investment firms. The IFPR came into effect on 1 January 2022 and its provisions apply to Oakley Capital Limited (“OCL” or the “Firm”) as an FCA authorised and regulated firm.
